Turtle Mountain Law Library
Turtle Mountain Band of Chippewa Indians Tribal Code.

24.40.030 "Broker."

Broker" means a person engaged for all or part of his or her time in the business of buying and selling securities, who in the transaction concerned acts for, buys a security from, or sells a security to, a customer. Nothing in this article determines the capacity in which a person acts for purposes of any other statute or rule to which the person is subject.